Category 1 Compliance Officer with relevant experience in the financial services industry (3-5 years), required to ensure implementation of relevant legislative regulations and to drive quality assurance for this short term insurance division.

Minimum requirements:
• Relevant Legal qualification and completing RE exams essential
• Minimum 3-5 years’ corporate compliance experience required
• Knowledge of FAIS, FICA and relevant legislation, regulations and rules required
• Previous financial services industry experience required
• Short term insurance experience preferred
• Must be willing to travel between Johannesburg and Centurion

Responsibilities:
• Maintain compliance framework – liaise with relevant stakeholders
• Identify potential compliance breaches, investigate irregularities or areas of concern
• Review, register and resolve complaints from clients
• Maintain KI and Representative register
• Ensure compliance records are up to date
• Review and resolve Fit and Proper queries
• Contract and Agreement administration
• Monitor binder and outsourced agreements
• Maintain compliance procedures and manuals
• Conduct and report on branch audits