Compliance Officer

A leading financial services provider is looking for a skilled individual to maintain and develop a thorough understanding of the relevant rules and regulations applicable across the entire Securities Business Unit. The successful candidate will identify and analyse relevant legislative and regulatory requirements pertaining to the business and review existing and new processes to conform to the requirements identified.

Because you will work with colleagues across the business, you need to be an independent thinker, with exceptional analytical and communication skills, as you will organise and negotiate measurable solutions to fulfil challenging targets, and support our corporate business objectives.


You will have the following Qualifications, Knowledge & Experience

• LLB or Equivalent Qualification
• JSE Compliance Officer Exam
• JSE Compliance Experience (3 -5 years)
• FICA and related AML legislation
• JSE rules
• FMA
• FAIS
• CPA
• POPI
• FATCA
• Long Term Insurance Act
• Treating Customers Fairly
• Hedge Funds (preferred)
• Collective Investments schemes Control Act, including CISCA Board Notice 80
• Pension Funds Act (including Regulation 28), a good understanding of provident and pension funds rules
• Understanding of Companies Act and company secretarial governance
• ASISA codes and standards

Package: Competitive Salary and benefits including Medical Aid, Pension, Performance Bonus, Staff discount on home loans and car finance
Location: Sandton, Johannesburg