FAIS COMPLIANCE ANALYST - Johannesburg Verfied

Salary Negotiable Johannesburg, Gauteng Johannesburg, Gauteng more than 14 days ago 31-03-2014 8:50:03 AM
28-04-2014 8:50:03 AM
A leading short-term insurer seeks an experienced FAIS Compliance Analyst to provide an efficient and effective service for the Regulatory Risk & Compliance function which contributes to business growth and strategy realisation.

Key Outputs:

• Conduct research on regulatory and market trends
• Identify new and emerging regulatory trends
• Communicate regulatory developments to team and relevant stakeholders
• Assist with the compilation of regulatory universe
• Analyse legal requirements and convert into plain language
• Assist with development of compliance risk management plans
• Assist with compiling and distributing of holistic monitoring reports.
• Assist with planning for and conducting of Self-Assessment
• Assist to create and update the Planning Memorandum
• Monitor controls.
• Take actions on findings.
• Execute technical monitoring through prudential review and process.
• Provide input into regulatory reports / responses.
• Develop material for training and awareness initiatives
• Manage effective customer service and relations to deliver customer service satisfaction
• Ensure adherence of others to organisational people practice guidelines, policies, culture and values
• Ensure adherence to financial and corporate policies and procedures, and reduce wastage related to area of accountability.

Key Requirements:

• BA/BCom degree (LLB preferred)
• Certificate in Compliance Management (strong preference)
• Certificate in Corporate Governance (beneficial)
• From 3 years relevant experience in a regulatory risk & compliance role, ideally in a financial institution and ideally coupled with operational experience
• Proven research experience