Legal and Compliance Manager Senior Manager - Pretoria Verfied

Salary Negotiable Pretoria, Gauteng Pretoria, Gauteng more than 14 days ago 17-08-2018 12:12:16 PM
12-10-2018 12:12:16 PM
Seeking the skills of a Legal and Compliance Manager Senior Manager to join the dynamic team
Requirements:
? Admitted attorney
? Demonstrable knowledge and understanding of FAIS having worked in a FAIS role would be preferable
? Knowledge of AML, NCA, and other high risk legislations affecting the banking environment required
? Report writing essential
? General compliance experience in a compliance role of 3 - 5 years
? Ability to review contracts and provide advice
Responsibilities:
The successful incumbent will be responsible for, amongst others:
? Responsible for drafting the regulatory universe document and monitoring plan
? Facilitating the regulatory universe meeting with all relevant stakeholders
? Performing monitoring according to the monitoring plan
? Drafting reports culminating from the monitoring as well as the quarterly compliance report to the Senior management
? Liaising with departmental management on finding s and recommendations
? Maintain the noncompliance log
? Training business on new and existing regulations / legislations affecting the business
? Liaising with regulators to the extent necessary in execution of duties
? Reviewing of contracts/ documents for the business and drafting where necessary
? Provision of legal advice to the business when required
? Ensuring that the FAIS Annual Report is completed and submitted on time
? Working closely with HR and business on FAIS related queries