Legal and Compliance Officer - Sandton Verfied

Salary Negotiable Sandton, Gauteng Sandton, Gauteng more than 14 days ago 29-11-2018 1:25:03 PM
24-01-2019 1:25:03 PM
Legal and Compliance Officer
Qualification: LLB or BCom Law + RE1 - Essential
3 – 5 years’ experience
Accredited Compliance Officer

• Perform monitoring reviews in line with Compliance Methodology, Guidelines and Standards
• Draft and produce finalized working papers and evidence for all components of work, as per standards set in the Compliance Methodology
• Drafting Legislative Universe
• Provide Training * (Including but not limited to FAIS and FICA)
• Drafting and Maintaining CRMP
• Obtaining and renewing PI Cover for FSPs
• FAIS profile changes for all FSPs managed (directors, auditors, name changes, KI etc.)
• Representative loading and maintenance of register
• FSP license applications
• Operational compliance including monitoring and rectifying compliance with SARS and CIPC
• Due diligence packs as and when required
• Policy drafting and implementing
• Assisting with company secretarial duties