Senior Compliance Practitioner Verfied

Salary Negotiable Not Specified more than 14 days ago 15-08-2017 8:42:11 PM
19-09-2017 8:42:11 PM

You will ensure the Compliance Risk Management process is implemented across the Group. Identify legislation that is applicable to the company and ensures that all legislative and statutory requirements are minimised. Assess the impact of legislative and regulatory key requirements of applicable laws in terms of probability and severity.

  • Ensure that recommendations are made to the Group in respect of complying with such legislation including: the leading of operational projects to ensure compliance with specific legislation.
  • Plan and execute compliance monitoring activities timeously
  • Monitor the efficiency and consistency of compliance controls
  • Update the relevant compliance monitoring programs where necessary
  • Undertake professional reviews of departments compliance with legislation.
  • Report breaches of legilation to management for appropriate action
  • Draft effective compliance risk management plans and compliance manuals
  • Ensure that the compliance manuals are up to date to complete
  • Ensure that annual targets and objectives are met
  • Providing compliance training to relevant staff members
  • Ensure that the group stays abreast with changes to legislation
  • Provide com;iance advise as well as support to line management in the specific business units
  • Train of subordinates within the department

Minimum Requirements:

  • Relevant Bachelor Degree- LLB or B Comm Law or BA Law
  • Postgraduate Diploma / Certificate in Compliance
  • 4-5 years relevant experience in compliance
  • 3 years in a control environment
  • Knowledge of South African Regulatory Environment in the Financial Services Sector
  • Specific knowledge of compliance risk management
  • Relevant experience in life insurance industry
  • Specific knowledge of FAIS, LTIA, FICA, NCA and PPR

Ref: JHB000073/RC