FAIS and FICA Compliance Monitoring Administrator - Pretoria Verfied

R 25000 per month Pretoria, Gauteng Pretoria, Gauteng more than 14 days ago 18-02-2020 11:11:07 AM
14-04-2020 11:11:07 AM
FAIS & FICA Compliance Monitoring Administrator
Pretoria East
Immediate start
An integrated JSE-Listed Financial Service and Investment Group is looking for a qualified and experienced Compliance Monitoring Administrator with 3 years’ experience in Compliance within the Financial Service Industry to join their Team.
The ideal candidate will have experience in effective planning, control and execution of file monitoring as well as the coordination of external branch reviews to ensure the company complies with regulatory requirements and internal policies and assist the rest of the compliance team with the managing of compliance risk.
Formal Education
• Compliance certificate, or related degree in Financial Planning.
• Regulatory examination for representatives. (beneficial)
Experience:
Three years’ related experience in a compliance and/or financial advisor function in Financial Services. Experience in a financial advisory capacity with knowledge of products available within the industry will be beneficial.
REQUIREMENTS
• Compliance Certification or qualification in Financial Planning
• The ideal candidate will have expert knowledge FAIS & FICA.
• MUST be able to communicate fluently in both AFRIKAANS and English

If you match ALL the requirements, please send your cv to along with at least 2 contactable references and a motivation for your application.