Monitoring Officer – Insurance Compliance
Pretoria East
Immediate start
R20k to R25k CTC
An integrated JSE-Listed Financial Service and Investment Group is looking for a qualified and experienced Compliance Monitoring Administrator with 3 years’ experience in Compliance within the Financial Service Industry to join their Team.
The ideal candidate will have experience in effective planning, control and execution of file monitoring as well as the coordination of external branch reviews to ensure the company complies with regulatory requirements and internal policies and assist the rest of the compliance team with the managing of compliance risk.
Formal Education
• Compliance certificate, or related degree in Financial Planning.
• Regulatory examination for representatives. (beneficial)
Experience:
Three years’ related experience in a compliance and/or financial advisor function in Insurance/Investment industries. Experience in a financial advisory capacity with knowledge of products available within the industry will be beneficial.
REQUIREMENTS
• Relevant experience in the Investment/Insurance industry
• Compliance Certification or qualification in Financial Planning
• The ideal candidate will have expert knowledge FAIS & FICA.
• MUST be able to communicate fluently in both AFRIKAANS and English

If you match ALL the requirements, please send your cv to along with at least 2 contactable references and a motivation for your application.