Our client in the private wealth industry requires the service of a graduate Assistant Compliance Officer.

Key performance areas:

? Assist in monitoring compliance with applicable legislation and internal requirements.
? Review mandates and investment guidelines for compliance purposes and follow up on outstanding mandates and investment guidelines.
? Monitor compliance with mandates and investment guidelines within reporting timeframes to clients and management.
? Assist in developing, promoting, implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner.
? Assist with the proper establishment and maintenance of procedures on the identification, reporting and resolution of breaches and other compliance and regulatory issues.

The successful candidate must have:

? Matric with B.Com degree in Accounting, Financial Accounting or Management Accounting
? Experience in an asset management environment
? Excellent computer literacy – knowledge on JSE BDA system would be an advantage
? Working knowledge and application experience of Financial Markets Legislation
? Excellent analytical and logical thinking abilities
? Excellent written & verbal communication skills
? Strong administrative skills
? Excellent attention to detail
? Highly organized person and able to work under pressure
? Must be a team player & have a pro-active approach