Qualifications & Requirements:

• Minimum B.Com with LLB Degrees 1-3 years post articles experience specializing in financial services law
• Admitted Attorney
• Articles from a large reputable law firm
• Experience in commercial, contract financial services law and tax.
• Understanding corporate governance and knowledge of global best practice / trends within the regulatory, compliance and governance framework.
• Background in financial services regulation / law with knowledge of the South African and Global regulatory landscape including risk management would be beneficial.
• Excellent Written and Verbal Communication Skills
• Consistent and outstanding academic track record
• Dynamic and enthusiastic
• Detail Oriented and Pro-Active
• The candidate should be a team player, extremely motivated, resourceful, organized, communicative, and able to complete tasks independently with strong attention to detail.

Responsibilities:

• Act under the supervision of the Head: Compliance in the implementation of compliance review programs
• Ensure compliance across a broad spectrum of regulatory requirements including Pension Funds, Collective Investments, REIT’s, Insurance, and FAIS Category I, II, and III regulated services
• Ensure detailed policies, procedures, systems and controls are implemented
• Implement the compliance risk matrix across 9 regulated companies plus regulated entities in global jurisdictions and perform detailed compliance reviews on risk areas
• Implement risk management under instruction of Head: Compliance
• Perform regulatory, business process, and systems compliance reviews in accordance with compliance monitor
• Produce regulatory compliance reports externally and to management
• Update compliance policies where necessary
• Monitor compliance through periodic and regular reviews
• Draft legal agreements to ensure that the statutory compliance requirements are met and risks have been mitigated
• Apply compliance process across multiple jurisdictions showing an understanding of different compliance requirements
• Maintain registers and detailed regulatory and compliance monitors and ensure these are strictly implemented and adhered to
• Remain abreast of all changes in the regulatory environment in South Africa and internationally
• Provide technical input on proposed changes to legislation and compliance requirements