Compliance Specialist Investments - Midrand
Salary Negotiable
Midrand, Gauteng
Midrand,
Gauteng
more than 14 days ago
19-04-2018 5:17:11 AM
14-06-2018 5:17:11 AM
Midrand Area, Gauteng. Salary Negotiable depending on experience and Qualification. Established Corporate is looking to employ a Compliance Specialist who will be responsible for assisting with the implementation and maintenance of the necessary processes and procedures in order to provide assurance on the level of investment compliance, etc.
Requirements:
Matric / Grade 12
Tertiary Qualification Degree (BCom with specialisation in finance or investments, or BCom Law, or LLB with relevant compliance experience) and/or compliance qualification(s) is essential
B.Com Honours, MBA, CFA, and Post Graduate Diploma in Compliance will be highly advantageous
Must have knowledge of Investment Securities / Investment Markets
Must have at least 6 years relevant compliance/risk management experience (working knowledge), amongst others, in terms of the interpretation and application of prescribed investment limitations in the following areas: LTIA, STIA, CISCA, MSA, PFA, any other appropriate Legislation, and ASISA Codes, Standards and Guidelines