Senior Compliance Specialist - Midrand Verfied

Salary Negotiable Midrand, Gauteng Midrand, Gauteng more than 14 days ago 04-12-2017 4:48:22 AM
29-01-2018 4:48:22 AM
Midrand Area, Gauteng. Salary Negotiable depending on experience and Qualification. Large Corporate is looking to employ a Senior Compliance Specialist to be responsible for assist with the implementation and maintenance of the necessary processes and procedures in order to provide assurance on the level of investment compliance, implementing and maintaining processes in order to provide investment compliance support services of excellence to all relevant stakeholders, etc

Requirements:
Matric / Grade 12
Tertiary Qualification - Degree (BCom with specialisation in finance or investments, or BCom Law, or LLB with relevant compliance experience) and/or compliance qualification(s) is essential
BCom Honours, MBA, CFA, and Post Graduate Diploma in Compliance will be an added advantage.
In-depth knowledge of Investment Securities / Investment Markets is a pre-requisite.
Must have at least 9 years relevant compliance/risk management experience (working knowledge), amongst others, in terms of the interpretation and application of prescribed investment limitations in the following areas: LTIA, STIA, CISCA, MSA, PFA, any other appropriate Legislation, and ASISA Codes, Standards and Guidelines.

Recruiter: BBP Group