POSITION

Senior Regulatory Compliance Manager

LOCATION

La Lucia, Durban

SALARY

Market-Related

SUMMARY

Are you passionate about navigating the intricate world of financial regulations and ensuring adherence to compliance standards? Do you possess exceptional leadership skills and a deep understanding of regulatory frameworks within the financial services sector? If so, we have the perfect opportunity for you!

RESPONSIBILITIES

Identify/manage all Regulatory requirements of the Group which include mortgage providers and insurance companies that offer credit life/homeowners.
Manage the completion of all commentary and impact assessment requests from various Regulatory Bodies including the Prudential Authority, Financial Intelligence Centre, National Credit Regulator and Information Regulator
Provide expert guidance and recommendations and ensure regulations are adhered to.
Demonstrate in-depth understanding of key legislations such as the NCA, FAIS Act, POPIA, FIC and other applicable laws
Conduct compliance regulatory training.
Build and maintain trusted relationships with internal stakeholders.
Develop and maintain a clear understanding of the scope/nature of the business conducted by 1st line
Contribute to the creation of a compliance culture and compliance awareness in the division by becoming a trusted advisor to 1st line (whilst maintaining independence of mind as part of 2nd line).
Execute all Regulatory Compliance projects within set timelines.
Ensure accurate and timely reporting on any non-compliance
Present potential compliance regulatory findings to stakeholders through formal engagement.
Assist in filing regulatory reports to the respective regulators

MINIMUM REQUIREMENTS

Matric is a must!
LLB Degree
Admitted Attorney is Essential
Member of the Compliance Institute of SA
RE5 Accredited: Advantageous
5-7 years’ experience in regulatory compliance position
3 years managerial role – preferably in Financial Services / Financial Products / Insurance